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11. Article 12, paragraph 3, provides for exceptional circumstances in which rights
under paragraphs 1 and 2 may be restricted. This provision authorizes the State to
restrict these rights only to protect national security, public order (ordre public),
public health or morals and the rights and freedoms of others.
To be permissible,
restrictions must be provided by law, must be necessary in a democratic society for the
protection of these purposes, and must be consistent with all other rights recognized in
the Covenant (see para. 18 below).
12. The law itself has to establish the conditions under which the rights may be
limited. State reports should therefore specify the legal norms upon which restrictions
are founded. Restrictions which are not provided for in the law or are not in conformity
with the requirements of article 12, paragraph 3, would violate the rights guaranteed by
paragraphs 1 and 2.
13. In adopting laws providing for restrictions permitted by article 12, paragraph
3, States should always be guided by the principle that the restrictions must not impair
the essence of the right (cf. art 5, para. 1); the relation between right and
restriction, between norm and exception, must not be reversed. The laws authorizing the
application of restrictions should use precise criteria and may not confer unfettered
discretion on those charged with their execution.
14. Article 12, paragraph 3, clearly indicates that it is not sufficient that the
restrictions serve the permissible purposes; they must also be necessary to protect them.
Restrictive measures must conform to the principle of proportionality; they must be
appropriate to achieve their protective function; they must be the least intrusive
instrument amongst those which might achieve the desired result; and they must be
proportionate to the interest to be protected.
15. The principle of proportionality has to be respected not only in the law that
frames the restrictions, but also by the administrative and judicial authorities in
applying the law. States should ensure that any proceedings relating to the exercise or
restriction of these rights are expeditious and that reasons for the application of
restrictive measures are provided.
16. States have often failed to show that the application of their laws restricting
the rights enshrined in article 12, paragraphs 1 and 2, are in conformity with all
requirements referred to in article 12, paragraph 3. The application of restrictions in
any individual case must be based on clear legal grounds and meet the test of necessity
and the requirements of proportionality. These conditions would not be met, for example,
if an individual were prevented from leaving a country merely on the ground that he or
she is the holder of “State secrets”, or if an individual were prevented from travelling
internally without a specific permit. On the other hand, the conditions could be met by
restrictions on access to military zones on national security grounds or limitations on
the freedom to settle in areas inhabited by indigenous or minorities communities8.
17. A major source of concern are the manifold legal and bureaucratic barriers
unnecessarily affecting the full enjoyment of the rights of the individuals to move
freely, to leave a country, including their own, and to take up residence. Regarding the
8
p. 41.
See General Comment No. 23, para. 7, in HRI/GEN/1/Rev. 3, 15 August 1997,